ANSWERS + SOLUTIONS

LAUNCH READINESS

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FINTECH PARTNERSHIPS

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SPONSOR BANKING

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COMPLIANCE MANAGEMENT SYSTEMS

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REGULATORY STRATEGY

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PRODUCT STRATEGY

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TIME.

MONEY.

MOMENTUM.

Launching a product. Scaling a fintech partnership. Building the compliance infrastructure to support growth. Fixing something that's already gone sideways. Waiting costs time, money and momentum.

I bring executive-level regulatory, compliance and product expertise to get friction resolved and keep things moving.

TALK TO SMOCK

SPONSOR BANKS

Bank partnerships, diligence, implementation, governance, launch readiness and the inevitable issues that come up along the way.

PRODUCT + LAUNCH STRATEGY

Compliance integrated into product development—from regulatory analysis and product structure through controls, disclosures, operations and launch.

COMPLIANCE FRAMEWORKS

CMS development, governance, controls, policies, procedures and scalable compliance processes that support the business instead of slowing it down.

REGULATORY STRATEGY + REMEDIATION

Complex regulatory questions, emerging issues, findings, control failures and remediation that needs experienced judgment—not another 80-page memo.